皮皮学,免费搜题
登录
logo - 刷刷题
搜题
【多选题】
证券公司自营业务的内部风险控制措施包括( )。
A.
建立防火墙制度。确保自营业务与经纪、资产管理、投资银行等业务在机构、人员、信息、账户、资金、会计核算上严格分离。
B.
应加强自营账户的集中管理和访问权限控制。自营账户独立于自营业务的部门统一管理。建立自营账户审批和稽核制度,采取措施防范变相自营、账外自营、借用账户等风险。防止自营业务与资产管理业务混合操作。
C.
应建立完善的投资决策和投资操作档案管理制度,确保投资过程事后可查证。
D.
证券公司应建立独立的实时监控系统。风险监控部门应能够正常履行职责,并能从前、中、后台获取自营业务运作信息与数据,对证券持仓、盈亏状况、风险状况和交易活动进行有效监控。
手机使用
分享
复制链接
新浪微博
分享QQ
微信扫一扫
微信内点击右上角“…”即可分享
反馈
参考答案:
举一反三
【判断题】有相对运动的配合应选用间隙配合,无相对运动的配合均选媚过盈配合。(    )
A.
正确
B.
错误
【判断题】数组a的长度是6,所以数组中最后一个元素是a[6]
A.
正确
B.
错误
【单选题】听力原文:W: What time would suit you for the first round talks with John Smith? M: Well, you know my schedule. Other than this Friday, one day is as good as the next. Q: What does the man mean? (15)
A.
The talks can be held any day except this Friday.
B.
He could change his schedule to meet John Smith.
C.
The first-round talks should start as soon as possible.
D.
The woman should contact John Smith first.
【单选题】结肠破裂修补术后5天,患者血钠136.Ommol/L,血钾6.8mmol/L,血pH7.3,近24小时尿超:520ml,应诊断为
A.
低渗性脱水
B.
高渗性脱水
C.
低钾血症
D.
高钾血症
E.
高钠血症
【单选题】听力原文:W: How are your talks going on? Have you reached any agreement? M: No,not yet. we only agreed to set another date for further talks. Q: What can we infer from the conversation about the talks? (1...
A.
They broke down and could go no further.
B.
They haven't achieved much.
C.
They have produced a general agreement.
D.
They haven't started yet.
【单选题】Reagan offered a Chemical Weapons Treaty,but he ______ to resume bilateral (双方的)talks,which might speed agreement.
A.
rejected
B.
resolved
C.
promised
D.
declined
【单选题】What does the speaker do besides writing?
A.
Give talks to people interested in her work.
B.
Work part-time in a library.
C.
Type letters for other people.
【单选题】is reported in the newspapers, talks between the two countries are making progress.
A.
It
B.
That
C.
As
D.
What
【判断题】( ) 有相对运动的配合应选用间隙配合,无相对运动的配合均选用过盈配合。
A.
正确
B.
错误
【简答题】A.Stand the way Harry talks. B.Invite Harry to the party. C.Convince the woman to go to the party. D.Refuse to go to the party.
相关题目:
参考解析:
知识点:
题目纠错 0
发布
创建自己的小题库 - 刷刷题