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【单选题】
证券公司合规总监的职责有( )。 prefix="o" ns="urn:schemas-microsoft-com:office:office" ?xml:namespace> I.合规总监应当对公司内部管理制度、重大决策、新产品和新业务方案等进行合规审查,并出具书面的合规审查意见 II.合规总监应当采取有效措施,对公司及其工作人员的经营管理和执业行为的合规性进行监督,并按照证券监管机构的要求和公司规定进行定期、不定期的检查 III.合规总监发现公司存在违法违规行为或合规风险隐患的,应当及时向公司章程规定的内部机构报告,同时向公司住所地证监局报告 IV.合规总监应当保持与证券监管机构和自律组织的联系沟通,主动配合证券监管机构和自律组织的工作A.
Ⅰ、Ⅳ
B.
Ⅱ、Ⅲ、Ⅳ prefix="o" ns="urn:schemas-microsoft-com:office:office"? ?xml:namespace>
C.
Ⅰ、Ⅱ、Ⅲ、Ⅳ
D.
Ⅰ、Ⅱ、Ⅲ prefix="o" ns="urn:schemas-microsoft-com:office:office"? ?xml:namespace>
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【简答题】A．There are only two kinds of intelce tests. B．Verbal ability refers to skill with words. C．A student with a high I.Q. is likely to be a top student. D．The most creative or talented people do not...
【简答题】A．There are Several small parties in the U.S. B．There are only two parties in the U.S. C．The most powerful party in the U.S. is the Democrats. D．The most powerful party in the U.S. is the Republicans.
【简答题】计算三阶行列式： 已知三阶行列式 求三阶行列式 的值．已知三阶行列式 求三阶行列式 的值．
【简答题】A．There are only two types of dances in Europe to celebrate the festivals. B．Combat dances are usually held to celebrate the battle between the old year and the new. C．Australia is a country where the...
【多选题】改革开放以来，我国工人阶级队伍发生了明显的变化，呈现出许多新的特点，这些新特点有( )
A.
队伍迅速壮大
B.
内部结构发生重大变化
C.
岗位流动加快
D.
工人阶级不再是领导阶级
【单选题】断句:There are only two windows in thatroom .
A.
There are only two windows / in that room .
B.
There / are only two windows / in that room .
C.
There / are only two windows in / that room .
D.
There are / only two windows in / that room .
【单选题】There are only two ways to gather information from human subjects about what they are currently doing, thinking, or feeling. One way is to【C1】______ what they do, the technique of observation the【C2】_...
A.
notice
B.
see
C.
discover
D.
watch
【简答题】A．There are several small parties in the U.S. B．There are only two parties in the U.S. C．The most powerful party in the U.S. is the Democrats. D．The most powerful party in the U.S. is the Republicans.
【单选题】Suppose there are only two people in the world. Each person’s production possibilities frontier also represents his or her consumption possibilities when
A.
they choose not to trade with one another.
B.
the frontiers are bowed out.
C.
neither person faces trade-offs.
D.
the frontiers are straight lines.
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